Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro A Colon Ferreira | 1077259 | 47 | 12/24/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 12/22/2014 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/26/2014 | Customer Dispute | Settled | $10,440,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 11/26/2014 | Customer Dispute | Settled | $42,275.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 11/21/2014 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/20/2014 | Customer Dispute | Settled | $1,211,980.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/13/2014 | Customer Dispute | Settled | $9,391,180.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/10/2014 | Customer Dispute | Closed-No Action | $289,162.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 11/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luis Enrique Sanchez | 4267215 | 54 | 10/27/2014 | Customer Dispute | Settled | $440,170.00 | $0.00 | See FINRA Report |