Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector A Martinez | 2533545 | 18 | 04/08/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 03/22/2016 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 03/11/2016 | Customer Dispute | Closed-No Action | $54,920.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 02/01/2016 | Customer Dispute | Settled | $150,000,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 01/29/2016 | Customer Dispute | Settled | $2,159,840.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 01/07/2016 | Customer Dispute | Settled | $493,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 12/31/2015 | Customer Dispute | Denied | $2,825,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 12/09/2015 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/27/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 11/23/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |