Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raul Juan Escudero Villeta | 1357156 | 36 | 11/07/2016 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 11/02/2016 | Customer Dispute | Settled | $244,132.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/11/2016 | Customer Dispute | Settled | $241,000.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 09/20/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 09/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 09/01/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 08/30/2016 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 08/25/2016 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 08/11/2016 | Customer Dispute | Settled | $14,520.20 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 08/08/2016 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |