Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro A Colon Ferreira | 1077259 | 47 | 05/17/2017 | Customer Dispute | Settled | $321,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 03/28/2017 | Customer Dispute | Settled | $146,297.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 02/13/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 01/31/2017 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 01/24/2017 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 01/12/2017 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 12/13/2016 | Customer Dispute | Settled | $2,212,350.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 12/02/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 11/16/2016 | Customer Dispute | Settled | $906,000.00 | $0.00 | See FINRA Report |