Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro A Colon Ferreira | 1077259 | 47 | 08/11/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 08/11/2017 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 08/07/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 08/07/2017 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 08/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 07/25/2017 | Customer Dispute | Settled | $1,420,560.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 07/24/2017 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/14/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 07/05/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 06/27/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |