Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Currais Lopez | 856211 | 11 | 11/20/2017 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 11/13/2017 | Customer Dispute | Settled | $8,162,090.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 11/06/2017 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/02/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 10/11/2017 | Customer Dispute | Settled | $371,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 09/12/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 08/24/2017 | Customer Dispute | Settled | $229,637.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 08/14/2017 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 08/14/2017 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/14/2017 | Customer Dispute | Settled | $317,446.00 | $0.00 | See FINRA Report |