Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro A Colon Ferreira | 1077259 | 47 | 02/02/2018 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 02/01/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 01/24/2018 | Customer Dispute | Settled | $1,125,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 01/24/2018 | Customer Dispute | Settled | $1,125,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 01/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 01/16/2018 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 01/10/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 01/09/2018 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 12/22/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 12/15/2017 | Customer Dispute | Settled | $540,000.00 | $0.00 | See FINRA Report |