Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro A Colon Ferreira | 1077259 | 47 | 06/25/2018 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 06/21/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 06/15/2018 | Customer Dispute | Settled | $6,400,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 06/15/2018 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 06/11/2018 | Customer Dispute | Settled | $674,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 06/06/2018 | Customer Dispute | Settled | $1,632,660.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 06/05/2018 | Customer Dispute | Settled | $274,259.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 05/10/2018 | Customer Dispute | Withdrawn | $22,055.30 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 05/08/2018 | Customer Dispute | Settled | $1,125,470.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 05/07/2018 | Customer Dispute | Settled | $338,040.00 | $0.00 | See FINRA Report |