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FINRA Broker Disclosures for First Southern, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.

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Displaying 111-120 out of 378 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Raul Juan Escudero Villeta13571563609/24/2018Customer DisputeSettled$3,100,000.00$0.00See FINRA Report
Louis Armand Rodriguez Nader8263583509/21/2018Customer DisputeSettled$410,000.00$0.00See FINRA Report
Guillermo Javier MacHuca31219052209/18/2018Customer DisputeSettled$360,000.00$0.00See FINRA Report
Luis Enrique Sanchez42672155409/06/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Raul Juan Escudero Villeta13571563609/05/2018Customer DisputeSettled$20,000,000.00$0.00See FINRA Report
Raul Juan Escudero Villeta13571563609/05/2018Customer DisputeSettled$465,000.00$0.00See FINRA Report
Jaime R Santiago Echandi24640332409/05/2018Customer DisputeSettled$245,000.00$0.00See FINRA Report
Louis Armand Rodriguez Nader8263583509/05/2018Customer DisputeWithdrawn$245,000.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268609/05/2018Customer DisputeSettled$250,000.00$0.00See FINRA Report
Guillermo Javier MacHuca31219052208/31/2018Customer DisputeSettled$1,000,000.00$0.00See FINRA Report

378 Results

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