Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro A Colon Ferreira | 1077259 | 47 | 07/18/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 07/17/2019 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 07/17/2019 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 07/17/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/16/2019 | Customer Dispute | Settled | $2,132,860.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/15/2019 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 3239238 | 6 | 06/20/2019 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 06/20/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 06/19/2019 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 06/18/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |