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FINRA Broker Disclosures for First Southern, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.

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Displaying 321-326 out of 326 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Luis Enrique Sanchez42672155403/29/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268603/18/2011Customer DisputeSettled$200,000.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268601/24/2011Customer DisputeSettled$0.00$0.00See FINRA Report
German Ramirezdearellano1244421902/20/2003Customer DisputeSettled$800,000.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268610/10/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268610/06/1995Customer DisputeSettled$0.00$0.00See FINRA Report

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