Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro A Colon Ferreira | 1077259 | 47 | 11/12/2015 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| German Ramirezdearellano | 1244421 | 9 | 10/28/2015 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 10/28/2015 | Customer Dispute | Settled | $347,193.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/21/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/15/2015 | Customer Dispute | Settled | $2,679,220.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/13/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 10/13/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 09/16/2015 | Customer Dispute | Settled | $236,875.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 09/16/2015 | Customer Dispute | Settled | $807,802.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 09/16/2015 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |