Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro A Colon Ferreira | 1077259 | 47 | 08/08/2019 | Customer Dispute | Settled | $2,250,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/01/2019 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 07/31/2019 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 07/26/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 07/26/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 07/22/2019 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 07/18/2019 | Customer Dispute | Settled | $1,246,660.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 07/18/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 07/17/2019 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 07/17/2019 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |