Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Thomas Tanaka | 502836 | 2 | 11/21/2000 | Customer Dispute | Award / Judgment | $697,779.00 | $190,000.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 04/09/1999 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 12/29/1997 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 09/29/1997 | Customer Dispute | Denied | $15,600.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/10/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/06/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |