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FINRA Broker Disclosures for First Southern, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.

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Displaying 341-350 out of 366 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wilson Dennis Colberg-Trigo12261268608/21/2012Customer DisputeSettled$2,331,640.00$0.00See FINRA Report
Luis Enrique Sanchez42672155404/16/2012Customer DisputeSettled$300,000.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268608/16/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268605/02/2011Customer DisputeSettled$282,000.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268604/25/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Luis Enrique Sanchez42672155403/29/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268603/18/2011Customer DisputeSettled$200,000.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268601/24/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Manuel Alfonso Gonzalez Hinds23756892410/06/2010Customer DisputeAward / Judgment$3,456,720.00$70,000.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268609/20/2010Customer DisputeDenied$5,000.00$0.00See FINRA Report

366 Results

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