Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 03/05/2014 | Customer Dispute | Settled | $406,217.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 02/27/2014 | Customer Dispute | Settled | $927,457.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 02/07/2014 | Customer Dispute | Settled | $467,338.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 01/10/2014 | Customer Dispute | Settled | $4,225,000.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 01/10/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 11/19/2013 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 10/28/2013 | Customer Dispute | Settled | $870,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 10/22/2013 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 06/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 09/04/2012 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |