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FINRA Broker Disclosures for First Southern, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.

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Displaying 321-330 out of 366 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wilson Dennis Colberg-Trigo12261268607/03/2014Customer DisputeSettled$191,233.00$0.00See FINRA Report
Louis Armand Rodriguez Nader8263583507/02/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Luis Enrique Sanchez42672155406/24/2014Customer DisputeSettled$3,248,840.00$0.00See FINRA Report
Guillermo Javier MacHuca31219052206/13/2014Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268605/23/2014Customer DisputeSettled$2,886,930.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268605/05/2014Customer DisputeSettled$19,200,800.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268604/23/2014Customer DisputeSettled$1,792,680.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268604/11/2014Customer DisputeSettled$523,064.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268603/18/2014Customer DisputeSettled$4,523,920.00$0.00See FINRA Report
Wilson Dennis Colberg-Trigo12261268603/10/2014Customer DisputeSettled$1,000,000.00$0.00See FINRA Report

366 Results

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