Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime R Santiago Echandi | 2464033 | 24 | 10/28/2015 | Customer Dispute | Settled | $347,193.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/21/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/15/2015 | Customer Dispute | Settled | $2,679,220.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 10/13/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 10/13/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 09/16/2015 | Customer Dispute | Settled | $236,875.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 09/16/2015 | Customer Dispute | Settled | $807,802.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 09/16/2015 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 09/14/2015 | Customer Dispute | Settled | $268,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 09/11/2015 | Customer Dispute | Settled | $3,400,000.00 | $0.00 | See FINRA Report |