Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime R Santiago Echandi | 2464033 | 24 | 07/25/2016 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 3239238 | 6 | 07/19/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 07/17/2016 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 07/12/2016 | Customer Dispute | Settled | $23,412.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 06/16/2016 | Customer Dispute | Closed-No Action | $1,150,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 06/16/2016 | Customer Dispute | Closed-No Action | $1,150,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 06/06/2016 | Customer Dispute | Settled | $3,169,320.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 06/06/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 05/17/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 05/04/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |