Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Enrique Sanchez | 4267215 | 54 | 10/11/2017 | Customer Dispute | Settled | $371,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 09/12/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 08/24/2017 | Customer Dispute | Settled | $229,637.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 08/14/2017 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 08/14/2017 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 08/14/2017 | Customer Dispute | Settled | $317,446.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 08/11/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 08/11/2017 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 08/07/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 08/07/2017 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |