Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime R Santiago Echandi | 2464033 | 24 | 08/17/2018 | Customer Dispute | Settled | $870,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 08/17/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 08/16/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 08/16/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 08/15/2018 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 07/27/2018 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Jaime R Santiago Echandi | 2464033 | 24 | 07/27/2018 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 07/25/2018 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 07/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 07/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |