Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 11/14/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 11/08/2018 | Customer Dispute | Settled | $25,006,800.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Gonzalez Hinds | 2375689 | 24 | 10/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 10/23/2018 | Customer Dispute | Settled | $186,000.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 10/18/2018 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Luis Currais Lopez | 856211 | 11 | 10/12/2018 | Customer Dispute | Settled | $154,771.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 09/24/2018 | Customer Dispute | Settled | $3,100,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 09/21/2018 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Guillermo Javier MacHuca | 3121905 | 22 | 09/18/2018 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Luis Enrique Sanchez | 4267215 | 54 | 09/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |