Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Southern, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime R Santiago Echandi | 2464033 | 24 | 12/21/2018 | Customer Dispute | Settled | $148,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 12/21/2018 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Pedro A Colon Ferreira | 1077259 | 47 | 12/13/2018 | Customer Dispute | Settled | $1,090,000.00 | $0.00 | See FINRA Report |
| Wilson Dennis Colberg-Trigo | 1226126 | 86 | 12/13/2018 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 12/11/2018 | Customer Dispute | Settled | $147,064.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 11/29/2018 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Hector A Martinez | 2533545 | 18 | 11/21/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 11/19/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Louis Armand Rodriguez Nader | 826358 | 35 | 11/15/2018 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Raul Juan Escudero Villeta | 1357156 | 36 | 11/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |