Our Staff has compiled our research into a database of FINRA Broker Disclosures for Acceptus Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Giordano | 2278341 | 2 | 11/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dubinsky | 2699892 | 3 | 02/17/2009 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Michael John Pata | 2699862 | 5 | 02/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dubinsky | 2699892 | 3 | 02/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Giordano | 2278341 | 2 | 10/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Pata | 2699862 | 5 | 09/12/2006 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Michael John Pata | 2699862 | 5 | 08/31/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Steven Dubinsky | 2699892 | 3 | 08/31/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael John Pata | 2699862 | 5 | 06/05/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael John Pata | 2699862 | 5 | 04/17/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |