Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lawrence Kanen | 1807794 | 3 | 05/19/2009 | Customer Dispute | Denied | $20,771.00 | $0.00 | See FINRA Report |
| David Lawrence Kanen | 1807794 | 3 | 06/23/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Kanen | 1807794 | 3 | 10/26/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |