Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Daniel Lacroix | 2697242 | 2 | 04/25/2012 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
David Daniel Lacroix | 2697242 | 2 | 11/18/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |