Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Randon Moore | 2574634 | 5 | 09/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matt Porter | 1812445 | 9 | 07/29/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Enrique Lopez | 2209385 | 5 | 02/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg S Lentz | 1716699 | 5 | 08/31/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matt Porter | 1812445 | 9 | 08/31/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricky Randon Moore | 2574634 | 5 | 08/01/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matt Porter | 1812445 | 9 | 04/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Lee Couch | 832991 | 3 | 03/29/2012 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Adria B Wheeler | 7182020 | 1 | 01/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen John Ferencik | 3126037 | 9 | 11/01/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |