Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Lewandoski | 4476450 | 2 | 07/16/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Enrique Lopez | 2209385 | 5 | 06/10/2019 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Robert Lee Parker | 4690614 | 2 | 10/17/2018 | Customer Dispute | Denied | $17,641.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 01/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Torres Lentz | 6367981 | 4 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Enrique Lopez | 2209385 | 5 | 04/07/2017 | Customer Dispute | Award / Judgment | $3,759,710.00 | $0.00 | See FINRA Report |
| Kimberly Torres Lentz | 6367981 | 4 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Torres Lentz | 6367981 | 4 | 02/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matt Porter | 1812445 | 9 | 07/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matt Porter | 1812445 | 9 | 06/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |