Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Hunter McFarlin | 2838151 | 3 | 09/24/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gregg S Lentz | 1716699 | 5 | 09/09/2019 | Customer Dispute | Settled | $11,200.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Paladini | 4341198 | 2 | 09/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stanley Lewandoski | 4476450 | 2 | 07/16/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Sievert | 2127441 | 5 | 07/16/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Enrique Lopez | 2209385 | 4 | 06/10/2019 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 01/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Enrique Lopez | 2209385 | 4 | 04/07/2017 | Customer Dispute | Award / Judgment | $3,759,710.00 | $0.00 | See FINRA Report |
| Javier F Reyes Colon | 3014365 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matt Porter | 1812445 | 9 | 07/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |