Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Alan Thompson | 4632270 | 2 | 05/09/2020 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 05/04/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stanley Lewandoski | 4476450 | 2 | 04/30/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 04/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keri Elizabeth Blake | 4605995 | 1 | 03/26/2020 | Customer Dispute | Denied | $13,749.00 | $0.00 | See FINRA Report |
| Gilberto Briseno | 1939355 | 2 | 02/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Enrique Lopez | 2209385 | 5 | 01/03/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Hunter McFarlin | 2838151 | 3 | 09/24/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gregg S Lentz | 1716699 | 5 | 09/09/2019 | Customer Dispute | Settled | $11,200.00 | $0.00 | See FINRA Report |
| Robert Lee Parker | 4690614 | 2 | 08/09/2019 | Customer Dispute | Denied | $21,705.00 | $0.00 | See FINRA Report |