Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Jo Coulter | 7403852 | 2 | 06/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alexander Reffett | 5894110 | 1 | 05/15/2020 | Customer Dispute | Settled | $1,575,880.00 | $0.00 | See FINRA Report |
| Mark Alan Thompson | 4632270 | 3 | 05/09/2020 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 10 | 05/04/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stanley Lewandoski | 4476450 | 2 | 04/30/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 10 | 04/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Terlizzi | 5834250 | 6 | 02/25/2020 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Gilberto Briseno | 1939355 | 2 | 02/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Enrique Lopez | 2209385 | 4 | 01/03/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Sievert | 2127441 | 5 | 11/26/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |