Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Hunter McFarlin | 2838151 | 3 | 01/22/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Keith Gregory Laterrade | 4634118 | 1 | 12/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gilberto Briseno | 1939355 | 2 | 11/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Arthur Strubbe | 2845724 | 2 | 10/23/2020 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Richard Steven Berger | 702839 | 1 | 09/22/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alan Stuart Berger | 702838 | 1 | 09/22/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ronald Norman York | 4308987 | 1 | 09/22/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Edward Zimcosky | 872834 | 2 | 08/27/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amy Jo Coulter | 7403852 | 2 | 06/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alexander Reffett | 5894110 | 1 | 05/15/2020 | Customer Dispute | Settled | $1,575,880.00 | $0.00 | See FINRA Report |