Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Norris | 5663840 | 1 | 03/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Amirault Farley | 6549498 | 1 | 12/26/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Shelby Dean Moore | 4776583 | 1 | 11/18/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 10/27/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Douglass | 4262487 | 2 | 10/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Blake Edward Fellows | 4374810 | 3 | 09/03/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Scott R Brown | 2057773 | 1 | 07/30/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kimberly Torres Lentz | 6367981 | 4 | 06/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alexander Kearney | 5369140 | 3 | 06/14/2021 | Customer Dispute | Denied | $14,958.10 | $0.00 | See FINRA Report |
| Robert Allen Douglass | 4262487 | 2 | 05/14/2021 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |