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FINRA Broker Disclosures for Arkadios Capital

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 120 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffery Larry Akers4276796209/08/2023Customer DisputeSettled$25,542.90$0.00See FINRA Report
Dan Edward Wagner2867278408/17/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Michael Alexander Kearney5369140306/05/2023Customer DisputeDenied$16,638.30$0.00See FINRA Report
Tyler James Holloway6911707109/01/2022FinancialFinal$0.00$0.00See FINRA Report
Suzanne Wheeler1107381108/29/2022Customer DisputeSettled$500,000.00$0.00See FINRA Report
Richard W Jackman2501641108/25/2022Customer DisputeSettled$400,000.00$0.00See FINRA Report
Martin Hunter McFarlin2838151304/21/2022Customer DisputePending$999,999.00$0.00See FINRA Report
Blake Edward Fellows4374810303/30/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Alan Thompson4632270203/02/2022Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Ross Ballard Wyatt5998899103/01/2022Customer DisputeSettled$0.00$0.00See FINRA Report

120 Results

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