Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Allen Douglass | 4262487 | 2 | 10/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Scott R Brown | 2057773 | 1 | 07/30/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Patrick Arthur Strubbe | 2845724 | 3 | 05/18/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Robert Allen Douglass | 4262487 | 2 | 05/14/2021 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
Curvin Elwood Miller | 5106137 | 2 | 04/09/2021 | Customer Dispute | Settled | $464,050.00 | $0.00 | See FINRA Report |
Stephen John Ferencik | 3126037 | 10 | 03/10/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
George Terlizzi | 5834250 | 6 | 02/04/2021 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
Martin Hunter McFarlin | 2838151 | 3 | 01/22/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Gilberto Briseno | 1939355 | 2 | 11/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
George Terlizzi | 5834250 | 6 | 11/12/2020 | Customer Dispute | Settled | $650,250.00 | $0.00 | See FINRA Report |