Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mem Stewart Webb | 3129768 | 1 | 03/12/2001 | Customer Dispute | Denied | $8,026.00 | $0.00 | See FINRA Report |
| Lenajo Marie Hartley | 2905105 | 1 | 03/09/2001 | Customer Dispute | Pending | $39,000.00 | $0.00 | See FINRA Report |
| Nathan Kenneth Romero | 5222267 | 1 | 07/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 02/12/1998 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 12/07/1997 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Steve James Markey | 2591317 | 1 | 12/02/1997 | Customer Dispute | Closed-No Action | $5,381.56 | $0.00 | See FINRA Report |
| Timothy Edward Zimcosky | 872834 | 2 | 06/21/1994 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Rodolfo Ernesto Rodriguez | 4259619 | 1 | 11/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Lee Couch | 832991 | 3 | 08/18/1988 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Harry Michael Barth | 13891 | 1 | 09/21/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |