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FINRA Broker Disclosures for Arkadios Capital

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.

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Displaying 101-104 out of 104 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steve James Markey2591317112/02/1997Customer DisputeClosed-No Action$5,381.56$0.00See FINRA Report
Timothy Edward Zimcosky872834206/21/1994Customer DisputeSettled$90,000.00$0.00See FINRA Report
Rodolfo Ernesto Rodriguez4259619111/11/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
Andrew Lee Couch832991308/18/1988Customer DisputeSettled$50,000.00$0.00See FINRA Report

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