Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg S Lentz | 1716699 | 5 | 02/17/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy James Richards | 2883277 | 1 | 01/25/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 12/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Drew Keller | 4344114 | 1 | 12/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 07/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Yancey Millican | 2788060 | 1 | 10/14/2003 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Trent Eugene Meewes | 2459750 | 2 | 07/21/2003 | Customer Dispute | Settled | $91,028.00 | $0.00 | See FINRA Report |
| Gregg S Lentz | 1716699 | 5 | 07/22/2002 | Customer Dispute | Closed-No Action | $9,181.32 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 04/18/2002 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |
| James Cranford Dobbs | 3162973 | 1 | 05/29/2001 | Customer Dispute | Denied | $9,230.00 | $0.00 | See FINRA Report |