Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matt Porter | 1812445 | 9 | 08/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jayson Hans Jay | 3089234 | 1 | 04/11/2008 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Gregg S Lentz | 1716699 | 5 | 02/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matt Porter | 1812445 | 9 | 02/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Anthony Tucci | 4508379 | 1 | 02/20/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 07/24/2007 | Customer Dispute | Closed-No Action | $15,200.00 | $0.00 | See FINRA Report |
| Blake Edward Fellows | 4374810 | 3 | 04/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 03/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Lynch | 1632895 | 1 | 03/09/2007 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Patrick Arthur Strubbe | 2845724 | 2 | 11/02/2005 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |