Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Anthony Tucci | 4508379 | 1 | 02/20/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 03/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Arthur Strubbe | 2845724 | 2 | 11/02/2005 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| David Yancey Millican | 2788060 | 1 | 10/14/2003 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Trent Eugene Meewes | 2459750 | 2 | 07/21/2003 | Customer Dispute | Settled | $91,028.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 02/12/1998 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 12/07/1997 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Timothy Edward Zimcosky | 872834 | 2 | 06/21/1994 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Andrew Lee Couch | 832991 | 3 | 08/18/1988 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Harry Michael Barth | 13891 | 1 | 09/21/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |