Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Jo Coulter | 7403852 | 2 | 11/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Baer | 1663820 | 2 | 05/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |