Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen John Ferencik | 3126037 | 9 | 06/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen John Ferencik | 3126037 | 9 | 05/18/2010 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Ricky Randon Moore | 2574634 | 5 | 04/23/2009 | Customer Dispute | Denied | $7,700.00 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 03/10/2009 | Customer Dispute | Withdrawn | $82,500.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 12/03/2008 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Steven Parker Lichtblau | 1384239 | 1 | 11/04/2008 | Customer Dispute | Denied | $32,428.00 | $0.00 | See FINRA Report |
| Matt Porter | 1812445 | 9 | 08/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jayson Hans Jay | 3089234 | 1 | 04/11/2008 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Louis Anthony Tucci | 4508379 | 1 | 02/20/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 07/24/2007 | Customer Dispute | Closed-No Action | $15,200.00 | $0.00 | See FINRA Report |