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FINRA Broker Disclosures for Arkadios Capital

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 91 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffery Larry Akers4276796203/21/2016Customer DisputeSettled$71,000.00$0.00See FINRA Report
Patrick Gerard Talamo3265077106/12/2014Customer DisputeSettled$310,493.00$0.00See FINRA Report
Blayne Allen Andersen5727397106/09/2014Customer DisputeDenied$15,601.00$0.00See FINRA Report
Ricky Randon Moore2574634510/28/2013Customer DisputeClosed-No Action$116,000.00$0.00See FINRA Report
Enrique Lopez2209385502/26/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Gregg S Lentz1716699508/31/2012Customer DisputeSettled$0.00$0.00See FINRA Report
Matt Porter1812445908/31/2012Customer DisputeSettled$0.00$0.00See FINRA Report
Ricky Randon Moore2574634508/01/2012Customer DisputeSettled$0.00$0.00See FINRA Report
Andrew Lee Couch832991303/29/2012Customer DisputeSettled$200,000.00$0.00See FINRA Report
Stephen John Ferencik3126037911/01/2010Customer DisputeSettled$400,000.00$0.00See FINRA Report

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