Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Edward Fellows | 4374810 | 3 | 09/03/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Scott R Brown | 2057773 | 1 | 07/30/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Alexander Kearney | 5369140 | 3 | 06/14/2021 | Customer Dispute | Denied | $14,958.10 | $0.00 | See FINRA Report |
| Robert Allen Douglass | 4262487 | 2 | 05/14/2021 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Martin Hunter McFarlin | 2838151 | 3 | 01/22/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Keith Gregory Laterrade | 4634118 | 1 | 12/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gilberto Briseno | 1939355 | 2 | 11/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Arthur Strubbe | 2845724 | 2 | 10/23/2020 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Richard Steven Berger | 702839 | 1 | 09/22/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alan Stuart Berger | 702838 | 1 | 09/22/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |