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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-13 out of 13 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jackson Robert Paulishak2597335208/04/2000Customer DisputeSettled$37,350.70$0.00See FINRA Report
Eric Wayne Harding22078231406/14/1999Customer DisputeSettled$242,000.00$0.00See FINRA Report
William John Kosic809668101/01/1991Customer DisputeAward / Judgment$7,000,000.00$100,000.00See FINRA Report

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