Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Wayne Harding | 2207823 | 14 | 07/22/2020 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 03/09/2005 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 12/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 11/11/2002 | Customer Dispute | Settled | $42,453.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 09/04/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 06/14/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 04/28/2002 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 03/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 08/27/2001 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 08/08/2001 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |