Our Staff has compiled our research into a database of FINRA Broker Disclosures for Astor Ridge N.A. Llp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lawrence Parks | 1579053 | 6 | 08/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Parks | 1579053 | 6 | 01/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Parks | 1579053 | 6 | 03/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Parks | 1579053 | 6 | 06/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Parks | 1579053 | 6 | 02/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Parks | 1579053 | 6 | 04/08/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |