Our Staff has compiled our research into a database of FINRA Broker Disclosures for John Hancock Investment Management Distributors LL. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Armando Cervantes | 5406145 | 1 | 04/22/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brendon Patrick Donovan | 4941406 | 1 | 06/19/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Robert Spitz | 5405858 | 1 | 08/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Parker Whittemore Sides | 4798394 | 1 | 08/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |