Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Uranga | 3072791 | 1 | 08/08/2002 | Customer Dispute | Pending | $1,900,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brandon Kline | 271792 | 2 | 07/30/2002 | Customer Dispute | Closed-No Action | $9,320.44 | $0.00 | See FINRA Report |
| Angel Luis Colina | 2725810 | 1 | 02/08/2002 | Customer Dispute | Denied | $166,902.00 | $0.00 | See FINRA Report |
| Jose Omar Rodriguez | 2558090 | 1 | 09/13/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brandon Kline | 271792 | 2 | 07/24/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Luis Antonio Ehlers | 1744302 | 2 | 01/12/2000 | Customer Dispute | Denied | $2,500,000.00 | $0.00 | See FINRA Report |
| Isadora Melissa Del Llano | 2495854 | 1 | 07/17/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Romanach | 1113069 | 1 | 11/11/1991 | Customer Dispute | Settled | $29,104.00 | $0.00 | See FINRA Report |