Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Augusto Pollitzer | 3121699 | 2 | 03/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angel Luis Colina | 2725810 | 1 | 02/08/2002 | Customer Dispute | Denied | $166,902.00 | $0.00 | See FINRA Report |
| Jose Omar Rodriguez | 2558090 | 1 | 09/13/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Luis Antonio Ehlers | 1744302 | 2 | 01/12/2000 | Customer Dispute | Denied | $2,500,000.00 | $0.00 | See FINRA Report |