Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Carlos Costas | 3174281 | 1 | 09/30/2005 | Customer Dispute | Award / Judgment | $400,000.00 | $195,000.00 | See FINRA Report |
| Guillermo Augusto Pollitzer | 3121699 | 2 | 03/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Beatrice Francoise Nunez | 2132616 | 3 | 10/03/2003 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Beatrice Francoise Nunez | 2132616 | 3 | 01/29/2003 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Manuel Uranga | 3072791 | 1 | 08/08/2002 | Customer Dispute | Pending | $1,900,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brandon Kline | 271792 | 2 | 07/30/2002 | Customer Dispute | Closed-No Action | $9,320.44 | $0.00 | See FINRA Report |
| Angel Luis Colina | 2725810 | 1 | 02/08/2002 | Customer Dispute | Denied | $166,902.00 | $0.00 | See FINRA Report |
| Jose Omar Rodriguez | 2558090 | 1 | 09/13/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brandon Kline | 271792 | 2 | 07/24/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Luis Antonio Ehlers | 1744302 | 2 | 01/12/2000 | Customer Dispute | Denied | $2,500,000.00 | $0.00 | See FINRA Report |