Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Veronica Lopez-Lopez | 2613870 | 2 | 07/27/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Francisabel Medina | 4202117 | 1 | 11/24/2015 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Minerva Ayala Santos | 5164850 | 1 | 09/15/2015 | Customer Dispute | Denied | $84,288.00 | $0.00 | See FINRA Report |
| Beatrice Francoise Nunez | 2132616 | 3 | 02/17/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Maria Solanet | 4501829 | 2 | 08/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edoardo G Ribetti | 4438586 | 1 | 11/24/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerardo Ivan Castillo | 2886319 | 2 | 12/15/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Minerva Rodriguez | 4985099 | 1 | 08/13/2009 | Customer Dispute | Denied | $28,204.30 | $0.00 | See FINRA Report |
| Roberto Ramiro Pena | 2564642 | 3 | 04/08/2009 | Customer Dispute | Closed-No Action | $81,752.70 | $0.00 | See FINRA Report |
| Roberto Ramiro Pena | 2564642 | 3 | 03/20/2009 | Customer Dispute | Closed-No Action | $49,613.10 | $0.00 | See FINRA Report |