Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Eric Gottlieb | 3245674 | 2 | 09/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Kirsner | 2675082 | 3 | 06/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Rose Coglianese | 4796292 | 1 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 01/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Enrique Gonzalez | 1811191 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Charles Biance | 6403442 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 08/11/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 06/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Wesley Hurr | 7280431 | 1 | 09/18/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric James Bludau | 4570957 | 2 | 08/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |