Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Anthony Virga | 5070668 | 8 | 10/19/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Vincent Buttaro | 6156731 | 2 | 10/09/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Vincent Buttaro | 6156731 | 2 | 08/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Lamarche | 1108312 | 2 | 08/30/2018 | Customer Dispute | Closed-No Action | $102,790.00 | $0.00 | See FINRA Report |
| James William Hanna | 6435774 | 3 | 08/16/2018 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 07/02/2018 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Beyer | 5731082 | 1 | 06/28/2018 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gary Randall Preslar | 5789465 | 1 | 05/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Dee Higdon | 6372768 | 1 | 01/08/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Elizabeth Derussy | 3155526 | 3 | 12/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |